compliance officer (asset management) in Zürich

posted
contact
Iliza Ngendahimana, Zurich Office
job type
temp to perm
apply now

job details

posted
location
zürich, zurich
sector
Bank
job type
temp to perm
reference number
189984-5
contact
iliza ngendahimana, zurich office
phone
058 201 45 00
apply now

job description

For our client specialized in investment we are recruiting:

Compliance Officer Asset Management (50% bis 100%)

Your main tasks in this position are:

  • Ensure adhere to all applicable regulatory requirements and all compliance-related laws and regulations, including AML, CTF, KYC, Anti-bribery and corruption laws, tax compliance etc.
  • Review and update internal policies and processes, ensure their enforcement and compliance and review documents from a compliance perspective
  • Assessment of compliance risks of the institution's business activities and informing about material changes in the assessment of the compliance risks to Head Legal & Compliance
  • KYC onboarding including the establishment of a client risk profile and the provision of compliance recommendation; carry out AML related investigations and report on AML controls of new and existing clients; prepare for and provide follow-up for regulatory inspection and audits
  • Investigate, identify and manage in a timely manner serious cases of non-compliance and providing remedial action
  • Manage and interface with third external advisors, auditors and authorities
  • Evaluation, implementation and monitoring of appropriate cross-border rules for the institution's business activities
  • Provide advice on the general regulatory affairs of Swiss operations

qualification

You bring:

  • 5 to 8 years of successful experiences in the field of compliance in the Swiss financial industry within Asset management
  • additional education in Compliance or regulatory matters
  • strong analytical and communication skills
  • ability to work independently and take responsibility
  • an open-minded personality and a hands-on & can-do attitude
  • fluency in German & English