senior compliance officer - capital markets in Zürich

Spencer Hamilton, Geneva Professionals Banking, Finance & Accounting
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job details

zürich, zurich
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spencer hamilton, geneva professionals banking, finance & accounting
058 201 54 20
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job description

Compliance Officer - Capital Markets


In this interesting position, you will join a team of experienced professionals at one of the organisations major offices in the Zurich area


As a Compliance officer in this specialist division you will be expected to:


  • Deal with queries regarding Market Integrity

  • Oversee market transactions and any potential conflicts arising from the flow of information

  • Identify / resolve / escalate transactions with the potential to have a negative impact on the activities of the bank & its clients

  • Liaise and work with head office where required


You will also be involved in:


  • Refining global policies as they relate to Market Integrity

  • The adaptation of global policies at a local level

  • Training related to market Integrity topics

  • Developing relevant tools

  • Ad-Hoc project work


In order to be considered for this position it is essential that you possess:


  • A Minimum of 5 years experience within Capital Markets

  • A relevant qualification within the field of compliance

  • Fluency in German, English & French


If you are a logical thinker for whom a high degree of ethics and integrity are important -  this role represents a fantastic opportunity to develop your career with a global organisation.


Strong career prospects exist for the successful candidate